the_worm06

Thoughts, Comments and Research on Publicly Traded Companies and Internet Stock Message Boards

Saturday, June 03, 2006

[PLNI]: SEC Form 4 - Statement of Changes of Beneficial Ownership of Securities

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http://snipurl.com/rap7


"Failure to disclose required information may result in civil or criminal action against persons involved for violations of the Federal securities laws and rules."


"1. When Form Must Be Filed
(a) This Form must be filed before the end of the second business day following the day on which a transaction resulting in a change in beneficial ownership has been executed (see Rule 16a-1(a)(2) and Instruction 4 regarding the meaning of “beneficial owner,” and Rule 16a-3(g) regarding determination of the date of execution for specified transactions)."




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